Chief Compliance Officer · Wealth Teams Alliance
Gary E. Million
CRD 5739241 · Named on Form ADV at one SEC-registered adviser
At a glance
Wealth Teams Alliance, an SEC-registered wealth manager based in Irvine, CA with $224 million in regulatory assets, lists Gary E. Million on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Wealth Teams AllianceChief Compliance OfficerWealth manager · Irvine, CA · $224M in regulatory assets
AtlasMembers
Gary’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Guy E. BakerManaging Member, Wealth Teams Alliance
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Gary’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.