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Director, Vice President, Secretary & Treasurer · Swbc Investment Company

Gary L. Dudley

CRD 2164756 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Swbc Investment Company, an SEC-registered broker-dealer firm based in SAN Antonio, TX with $256 million in regulatory assets, lists Gary L. Dudley on its Form ADV as Director, Vice President, Secretary & Treasurer, a control person. The SEC filings also name Gary at 1 other registered adviser.

Firms and roles

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Gary’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Gary’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.