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Director/president/secretary/chief Compliance Officer · JJP Capital Management, Inc.

Garrard L. Banks

CRD 3071054 · Named on Form ADV at one SEC-registered adviser

At a glance

JJP Capital Management, Inc., an SEC-registered wealth manager based in Columbia, MO with $390 million in regulatory assets, lists Garrard L. Banks on its Form ADV as Director/president/secretary/chief Compliance Officer, a control person.

Firms and roles

  • JJP Capital Management, Inc.Director/president/secretary/chief Compliance OfficerWealth manager · Columbia, MO · $390M in regulatory assets

AtlasMembers

Garrard’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Garrard’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.