Chief Compliance Officer · Riverrock Asset Management LLC
Gabriel M. Siegel
CRD 5560442 · Named on Form ADV at one SEC-registered adviser
At a glance
Riverrock Asset Management LLC, an SEC-registered asset manager based in Houston, TX with $0 in regulatory assets, lists Gabriel M. Siegel on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Riverrock Asset Management LLCChief Compliance OfficerAsset manager · Houston, TX · $0M in regulatory assets
AtlasMembers
Gabriel’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Gabriel’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.