Investment adviser representative · Stokes Family Office LLC
Frederick D. Rau III
CRD 6711013 · New Orleans, LA
At a glance
Frederick D. Rau III is an investment adviser representative with Stokes Family Office LLC in New Orleans, LA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Frederick’s SEC record dates to 2025, about 1 years ago.
Current advisory firm
- Stokes Family Office LLCSince August 2025New Orleans, LA · $3.4B in regulatory assets
SEC adviser record
- Registered since
- 2025 (1 years)
- Designations
- None on file
- Exams
- Series 65
- Registered in
- 2 states
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Frederick’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.
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- David C. StokesNew Orleans · Certified Financial Planner
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