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Vice President/secretary/chief Compliance Officer/director · Orion Investment Co

Frederic G. Sauer

CRD 4825438 · Named on Form ADV at one SEC-registered adviser

At a glance

Orion Investment Co, an SEC-registered wealth manager based in St Louis, MO with $515 million in regulatory assets, lists Frederic G. Sauer on its Form ADV as Vice President/secretary/chief Compliance Officer/director, a control person.

Firms and roles

  • Orion Investment CoVice President/secretary/chief Compliance Officer/directorWealth manager · St Louis, MO · $515M in regulatory assets

AtlasMembers

Frederic’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Frederic’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.