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Chief Compliance Officer/executive Vice President · Arlen Capital, LLC

Frank P. McGoff

CRD 865966 · Named on Form ADV at one SEC-registered adviser

At a glance

Arlen Capital, LLC, an SEC-registered wealth manager based in Warwick, RI with $349 million in regulatory assets, lists Frank P. McGoff on its Form ADV as Chief Compliance Officer/executive Vice President, a control person.

Firms and roles

  • Arlen Capital, LLCChief Compliance Officer/executive Vice PresidentWealth manager · Warwick, RI · $349M in regulatory assets

AtlasMembers

Frank’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Frank’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.