Managing Member, CCO · Alamos Capital, LLC
Francisco B Almada
CRD 1575694 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Alamos Capital, LLC, an SEC-registered private fund adviser based in Tucson, AZ with $1 million in regulatory assets, lists Francisco B Almada on its Form ADV as Managing Member, CCO, a control person. The SEC filings also name Francisco at 1 other registered adviser.
Firms and roles
- Alamos Capital, LLCManaging Member, CCOPrivate fund adviser · Tucson, AZ · $1M in regulatory assets
- Union Capital CompanyDp/finop/chief Compliance Officer/president/secretary/directorBroker-dealer firm · Tucson, AZ · $150M in regulatory assets
AtlasMembers
Francisco’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2007 (19 years)
- Designations
- None on file
- Exams
- Series 63, Series 66
- Registered in
- 6 states
- Also a broker representative
- Yes
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Francisco’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Joseph Francis BodkinDirector, DP, Union Capital Company
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Francisco’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.