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Adviser and broker representative · Wells Fargo Advisors Financial Network, LLC

Francis M. Spina

CRD 4848970 · Westport, CT

At a glance

Francis M. Spina is an investment adviser representative with Wells Fargo Advisors Financial Network, LLC in Westport, CT, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Francis’s SEC record dates to 2006, about 19 years ago. Francis is also registered as a broker representative.

Current advisory firm

SEC adviser record

Registered since
2006 (19 years)
Designations
None on file
Exams
Series 66
Registered in
1 state
Also a broker representative
Yes
Disclosures on record
None

AtlasMembers

Francis’s office, career and moves

Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.

Branch office address, business phone and website
Locked
Previous firms, with start and end dates
1 firmLocked
Employment history
Locked
States they’re registered in
Locked
Outside business activities
Locked
When they joined their current firm, and their firm’s growth
Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.

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