Principal and Chief Compliance Officer · Hoey Investments, Inc.
Francis J. Hoey
CRD 2911665 · Named on Form ADV at one SEC-registered adviser
At a glance
Hoey Investments, Inc., an SEC-registered wealth manager based in Coatesville, PA with $788 million in regulatory assets, lists Francis J. Hoey on its Form ADV as Principal and Chief Compliance Officer, a control person.
Firms and roles
- Hoey Investments, Inc.Principal and Chief Compliance OfficerWealth manager · Coatesville, PA · $788M in regulatory assets
AtlasMembers
Francis’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Francis’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.