Vice President · Philosmith Capital Corporation
Francis J. Hagerty
CRD 5796567 · Named on Form ADV at one SEC-registered adviser
At a glance
Philosmith Capital Corporation, an SEC-registered broker-dealer firm based in Stamford, CT with $380 million in regulatory assets, lists Francis J. Hagerty on its Form ADV as Vice President.
Firms and roles
- Philosmith Capital CorporationVice PresidentBroker-dealer firm · Stamford, CT · $380M in regulatory assets
AtlasMembers
Francis’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- Locked
- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- James E. InglisVice President, Secretary & Treasurer, Philosmith Capital Corporation
- James A. AmenPresident, Philosmith Capital Corporation
- Michele C. OgradyVice President & CCO, Philosmith Capital Corporation
- David A. SalmonVice President, Philosmith Capital Corporation
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Francis’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.