Adviser and broker representative · Raymond James Financial Services Advisors, Inc.
Francis J. Girard III
CRD 2837816 · East Setauket, NY
At a glance
Francis J. Girard III is an investment adviser representative with Raymond James Financial Services Advisors, Inc. in East Setauket, NY, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Francis’s SEC record dates to 2006, about 20 years ago. Francis is also registered as a broker representative. Designations on file: Certified Financial Planner, Chartered Financial Consultant.
Current advisory firm
- Raymond James Financial Services Advisors, Inc.Since May 2019East Setauket, NY · $390B in regulatory assets
SEC adviser record
- Registered since
- 2006 (20 years)
- Designations
- Certified Financial Planner, Chartered Financial Consultant
- Exams
- Series 63
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Francis’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
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- Ted AbensteinMorristown
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