Managing Member and Chief Compliance Officer · Arden Global Family Offices
Flora Dong
CRD 3232763 · Named on Form ADV at one SEC-registered adviser
At a glance
Arden Global Family Offices, an SEC-registered wealth manager with $146 million in regulatory assets, lists Flora Dong on its Form ADV as Managing Member and Chief Compliance Officer, a control person.
Firms and roles
- Arden Global Family OfficesManaging Member and Chief Compliance OfficerWealth manager · United States · $146M in regulatory assets
AtlasMembers
Flora’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Patrick J. BurnsGeneral Counsel, Arden Global Family Offices
- Xiaotong WangMember, Arden Global Family Offices
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Flora’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.