Chief Compliance Officer & Chief Operations Officer · De Groote Financial Group, LLC
Fadi M. Ahmed
CRD 4780331 · Named on Form ADV at one SEC-registered adviser
At a glance
De Groote Financial Group, LLC, an SEC-registered wealth manager based in Thousand Oaks, CA with $1.2 billion in regulatory assets, lists Fadi M. Ahmed on its Form ADV as Chief Compliance Officer & Chief Operations Officer, a control person.
Firms and roles
- De Groote Financial Group, LLCChief Compliance Officer & Chief Operations OfficerWealth manager · Thousand Oaks, CA · $1.2B in regulatory assets
AtlasMembers
Fadi’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Douglas C. DegrooteManaging Member, De Groote Financial Group, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Fadi’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.