Chief Executive Officer, Chief Compliance Officer, Chief Investment Officer & Trustee of Managing Member · American Assets Investment Management, LLC
Ernest S. Rady
CRD 2407139 · Named on Form ADV at one SEC-registered adviser
At a glance
American Assets Investment Management, LLC, an SEC-registered asset manager based in SAN Diego, CA with $5.9 billion in regulatory assets, lists Ernest S. Rady on its Form ADV as Chief Executive Officer, Chief Compliance Officer, Chief Investment Officer & Trustee of Managing Member, a control person.
Firms and roles
- American Assets Investment Management, LLCChief Executive Officer, Chief Compliance Officer, Chief Investment Officer & Trustee of Managing MemberAsset manager · SAN Diego, CA · $5.9B in regulatory assets
AtlasMembers
Ernest’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Julie L. SchwartzGeneral Counsel, American Assets Investment Management, LLC
- Min ZhengChief Financial Officer, American Assets Investment Management, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Ernest’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.