Friday, October 23, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Vanguard is fulfilling Salim Ramji's May 1 promised renewal of 'Flagship' platinum tier service after it eroded, and he's willing to count non-Vanguard funds against the $1-million minimum for the first timeIN RIA IPO 'probably' coming within two years, dealmaker predictsIN Women Advisor Summit 2026: Get set for 'extraordinary' gathering of industry’s female leaders4K IRS Expands Retirement Plan Error Corrections, Creates New IRA ProgramWM New Options Emerge for Providing Liquidity to Evergreen Fund MarketIN Advisor moves: RBC lands $1B UBS team in PittsburghTA Advisors Have a Big Impact on Long-Term Care Planning: Northwestern MutualIN NFL taps General Atlantic, PE backer of Creative Planning and FartherWM Mariner Wealth Advisors Seeks $150M in Additional Debt for AcquisitionsTA Workers Think They're Financially Healthier Than They Are: Voya

Adviser and broker representative · Wells Fargo Advisors Financial Network, LLC

Ernest Holguin

CRD 2793782 · Walnut Creek, CA

At a glance

Ernest Holguin is an investment adviser representative with Wells Fargo Advisors Financial Network, LLC in Walnut Creek, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Ernest’s SEC record dates to 1998, about 28 years ago. Ernest is also registered as a broker representative. Designations on file: Certified Financial Planner.

Current advisory firm

SEC adviser record

Registered since
1998 (28 years)
Designations
Certified Financial Planner
Exams
Series 63, Series 65
Registered in
2 states
Also a broker representative
Yes
Disclosures on record
Yes, see the SEC record

AtlasMembers

Ernest’s office, career and moves

Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.

Branch office address, business phone and website
Locked
Previous firms, with start and end dates
3 firmsLocked
Employment history
Locked
States they’re registered in
Locked
Outside business activities
Locked
When they joined their current firm, and their firm’s growth
Locked
Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.

More at Wells Fargo Advisors Financial Network, LLC

Every advisor at Wells Fargo Advisors Financial Network, LLC →Wells Fargo Advisors Financial Network, LLC: assets, clients and custodians →Wells Fargo news, moves and payouts →Financial advisors in Walnut Creek, CA →Every Wells Fargo Advisors Financial Network, LLC advisor in Walnut Creek →Advisor Moves: who changed firms this week →