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Member · Asio Capital LLC

Erin H. Serrate

CRD 4787050 · Named on Form ADV at one SEC-registered adviser

At a glance

Asio Capital LLC, an SEC-registered wealth manager based in Lexington, KY with $805 million in regulatory assets, lists Erin H. Serrate on its Form ADV as Member, a control person.

Firms and roles

  • Asio Capital LLCMemberWealth manager · Lexington, KY · $805M in regulatory assets

AtlasMembers

Erin’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (8)

3 more people named with Erin on the same filings, with titles and firms. Free in Atlas with a free account.

See all 8 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Erin’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.