Chief Compliance Officer -Principal · Ryzome Investment Advisors
Erin L. Ballor
CRD 6656602 · Named on Form ADV at one SEC-registered adviser
At a glance
Ryzome Investment Advisors, an SEC-registered wealth manager based in Okemos, MI with $116 million in regulatory assets, lists Erin L. Ballor on its Form ADV as Chief Compliance Officer -Principal, a control person.
Firms and roles
- Ryzome Investment AdvisorsChief Compliance Officer -PrincipalWealth manager · Okemos, MI · $116M in regulatory assets
AtlasMembers
Erin’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- David A. LeonardConsultant - Principal, Ryzome Investment Advisors
- Kevin D GunnsChief Financial Officer -Principal, Ryzome Investment Advisors
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Erin’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.