Founder, Managing Partner · Northcape Wealth Management
Erik M. O'Neill
CRD 1771548 · Named on Form ADV at one SEC-registered adviser
At a glance
Northcape Wealth Management, an SEC-registered wealth manager based in Williamsville, NY with $706 million in regulatory assets, lists Erik M. O'Neill on its Form ADV as Founder, Managing Partner, a control person.
Firms and roles
- Northcape Wealth ManagementFounder, Managing PartnerWealth manager · Williamsville, NY · $706M in regulatory assets
AtlasMembers
Erik’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Kenji J KimuraChief Compliance Officer, Northcape Wealth Management
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Erik’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.