Chief Compliance Officer · Crescent Cap Advisors, LLC
Erik G. Barrios
CRD 5658253 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Crescent Cap Advisors, LLC, an SEC-registered asset manager based in LOS Angeles, CA with $1.8 billion in regulatory assets, lists Erik G. Barrios on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Erik at 1 other registered adviser.
Firms and roles
- Crescent Cap Advisors, LLCChief Compliance OfficerAsset manager · LOS Angeles, CA · $1.8B in regulatory assets
- Crescent Cap NT Advisors, LLCChief Compliance OfficerAsset manager · LOS Angeles, CA · $1.1B in regulatory assets
AtlasMembers
Erik’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (6)
- George P. HawleyGeneral Counsel, Crescent Cap Advisors, LLC
- Jason A. BreauxChief Executive Officer, Crescent Cap Advisors, LLC
- Gerhard P. LombardChief Financial Officer, Crescent Cap Advisors, LLC
- Raymond F. BarriosPresident, Crescent Cap NT Advisors, LLC
- Eric R. HallChief Executive Officer, Crescent Cap NT Advisors, LLC
1 more person named with Erik on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Erik’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.