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Managing Member & Chief Compliance Officer · Plan TO Prosper Wealth Management

Erick J. Palacios

CRD 4557570 · Named on Form ADV at one SEC-registered adviser

At a glance

Plan TO Prosper Wealth Management, an SEC-registered wealth manager based in Ormond Beach, FL with $234 million in regulatory assets, lists Erick J. Palacios on its Form ADV as Managing Member & Chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Erick’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Erick’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.