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Chief Financial Officer and Chief Compliance Officer, Caltius Capital Management, LP · Caltius Capital Management, LP

Eric C. Wauthy

CRD 2606414 · Named on Form ADV at one SEC-registered adviser

At a glance

Caltius Capital Management, LP, an SEC-registered private fund adviser based in LOS Angeles, CA with $1.1 billion in regulatory assets, lists Eric C. Wauthy on its Form ADV as Chief Financial Officer and Chief Compliance Officer, Caltius Capital Management, LP, a control person.

Firms and roles

  • Caltius Capital Management, LPChief Financial Officer and Chief Compliance Officer, Caltius Capital Management, LPPrivate fund adviser · LOS Angeles, CA · $1.1B in regulatory assets

AtlasMembers

Eric’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
Locked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Colleagues named on the same filings (9)

  • James B. UpchurchPresident, Caltius Capital Management, LP, Caltius Capital Management, LP
  • Michael A. KaneManaging Director, Caltius Capital Management, LP, Caltius Capital Management, LP
  • Gregory J. HoworthManaging Director, Caltius Capital Management, LP, Caltius Capital Management, LP
  • Garrick N. AhnManaging Director, Caltius Capital Management, LP, Caltius Capital Management, LP
  • Michael J. MorganManaging Director, Caltius Capital Management, LP, Caltius Capital Management, LP

4 more people named with Eric on the same filings, with titles and firms. Free in Atlas with a free account.

See all 9 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Eric’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.