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Chief Compliance Officer · Navigoe, LLC

Eric S. Toya

CRD 2827008 · Named on Form ADV at one SEC-registered adviser

At a glance

Navigoe, LLC, an SEC-registered wealth manager based in Redondo Beach, CA with $408 million in regulatory assets, lists Eric S. Toya on its Form ADV as Chief Compliance Officer.

Firms and roles

  • Navigoe, LLCChief Compliance OfficerWealth manager · Redondo Beach, CA · $408M in regulatory assets

AtlasMembers

Eric’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Eric’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.