Chief Compliance Officer · Bondbloxx
Eric J. Kleinschmidt
CRD 2710290 · Named on Form ADV at 8 SEC-registered advisers
At a glance
Bondbloxx, an SEC-registered asset manager based in Larkspur, CA with $7.2 billion in regulatory assets, lists Eric J. Kleinschmidt on its Form ADV as Chief Compliance Officer. The SEC filings also name Eric at 7 other registered advisers.
Firms and roles
- BondbloxxChief Compliance OfficerAsset manager · Larkspur, CA · $7.2B in regulatory assets
- LCN Capital Management, L.P.Chief Compliance OfficerPrivate fund adviser · New York, NY · $5.9B in regulatory assets
- South Street Advisors, LLCChief Compliance OfficerWealth manager · New York, NY · $906M in regulatory assets
- EFG Asset Management (north America) CorpChief Compliance OfficerPrivate fund adviser · Portland, OR · $809M in regulatory assets
- Beacon Investment Advisors LLCChief Compliance OfficerWealth manager · Gaithersburg, MD · $542M in regulatory assets
- Teramo Advisors, LLCChief Compliance OfficerAsset manager · Naples, FL · $345M in regulatory assets
- Hull TacticalChief Compliance OfficerAsset manager · Chicago, IL · $177M in regulatory assets
- ArkhouseChief Compliance OfficerPrivate fund adviser · New York, NY · $123M in regulatory assets
AtlasMembers
Eric’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 8 firmsLocked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings (17)
- Leland C. ClemonsChief Executive Officer/founder, Bondbloxx
- Joanna M. GallegosChief Operating Officer, Bondbloxx
- Bryan Y. ColwellManaging Partner, LCN Capital Management, L.P.
- Edward V LapumaManaging Partner, LCN Capital Management, L.P.
- Thomas R. WallPartner, LCN Capital Management, L.P.
12 more people named with Eric on the same filings, with titles and firms. Free in Atlas with a free account.
See all 17 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Eric’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.