Managing Member · SMI Advisory Services, LLC
Eric S. Collier
CRD 5052172 · Named on Form ADV at 2 SEC-registered advisers
At a glance
SMI Advisory Services, LLC, an SEC-registered wealth manager based in Columbus, IN with $949 million in regulatory assets, lists Eric S. Collier on its Form ADV as Managing Member, a control person. The SEC filings also name Eric at 1 other registered adviser.
Firms and roles
- SMI Advisory Services, LLCManaging MemberWealth manager · Columbus, IN · $949M in regulatory assets
- 3fourteen & SMI Advisory Services, LLCPortfolio ManagerAsset manager · Columbus, IN · $723M in regulatory assets
AtlasMembers
Eric’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Mark A. BillerManaging Member, SMI Advisory Services, LLC
- Frederick J. BeerwartChief Compliance Officer, SMI Advisory Services, LLC
- Anthony S. AyersManaging Member, SMI Advisory Services, LLC
- Warren A. PiesChief Investment Officer, 3fourteen & SMI Advisory Services, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Eric’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.