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Est. 2026The front page of wealth managementNew York

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Chief Compliance Officer, Chief Operating Officer · Black Swift Group, LLC

Eric A. Brody

CRD 6690157 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Black Swift Group, LLC, an SEC-registered wealth manager based in Boulder, CO with $694 million in regulatory assets, lists Eric A. Brody on its Form ADV as Chief Compliance Officer, Chief Operating Officer, a control person. The SEC filings also name Eric at 1 other registered adviser.

Firms and roles

  • Black Swift Group, LLCChief Compliance Officer, Chief Operating OfficerWealth manager · Boulder, CO · $694M in regulatory assets
  • Walnut Level Capital LLCChief Compliance OfficerPrivate fund adviser · Denver, CO · $119M in regulatory assets

AtlasMembers

Eric’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Eric’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.