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Chief Compliance Officer/chief Executor Officer · Peak Financial Planning

Eric Amzalag

CRD 7317053 · Named on Form ADV at one SEC-registered adviser

At a glance

Peak Financial Planning, an SEC-registered wealth manager based in Canoga Park, CA with $93 million in regulatory assets, lists Eric Amzalag on its Form ADV as Chief Compliance Officer/chief Executor Officer, a control person.

Firms and roles

  • Peak Financial PlanningChief Compliance Officer/chief Executor OfficerWealth manager · Canoga Park, CA · $93M in regulatory assets

AtlasMembers

Eric’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
Locked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

SEC adviser record

Registered since
2021 (5 years)
Designations
Certified Financial Planner
Exams
Series 66
Registered in
3 states
Also a broker representative
No
Disclosures on record
None

AtlasMembers

Eric’s office, career and moves

Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.

Branch office address, business phone and website
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Previous firms, with start and end dates
1 firmLocked
Employment history
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States they’re registered in
Locked
Outside business activities
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When they joined their current firm, and their firm’s growth
Locked
Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Eric’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.