Board Member · UOB Global Capital LLC
Erberto DeGuzman
CRD 6767750 · Named on Form ADV at one SEC-registered adviser
At a glance
UOB Global Capital LLC, an SEC-registered private fund adviser based in New York, NY with $97 million in regulatory assets, lists Erberto DeGuzman on its Form ADV as Board Member, a control person.
Firms and roles
- UOB Global Capital LLCBoard MemberPrivate fund adviser · New York, NY · $97M in regulatory assets
AtlasMembers
Erberto’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- David T. GossManager/board Member, UOB Global Capital LLC
- Michael B. LandauManager/board Member, UOB Global Capital LLC
- Howard C. BerkenfeldChief Compliance Officer, UOB Global Capital LLC
- Yu Min GohBoard Member, UOB Global Capital LLC
- Yung Chee LeongBoard Member, UOB Global Capital LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Erberto’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.