Chief Compliance Officer · First Sentier Investors
Emma K. Tetley
CRD 7352448 · Named on Form ADV at 6 SEC-registered advisers
At a glance
First Sentier Investors, an SEC-registered asset manager based in Barangaroo, NSW, Australia with $52.9 billion in regulatory assets, lists Emma K. Tetley on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Emma at 5 other registered advisers.
Firms and roles
- First Sentier InvestorsChief Compliance OfficerAsset manager · Barangaroo, NSW, Australia · $53B in regulatory assets
- First Sentier Investors (hong Kong) LimitedFSI HK Director, and Head of Apac Regulatory Compliance and Global Head of Financial Crime CompliancePrivate fund adviser · Hong Kong, Hong Kong · $33B in regulatory assets
- First Sentier Investors (singapore)Head of Apac Regulatory Compliance and Global Head of Financial Crime Compliance & Director of FsisPrivate fund adviser · Singapore, Singapore · $11B in regulatory assets
- First Sentier InvestorsChief Compliance Officer, DirectorPrivate fund adviser · Barangaroo, NSW, Australia · $6.8B in regulatory assets
- First Sentier InvestorsChief Compliance OfficerPrivate fund adviser · George Town, Grand Cayman, Cayman Islands · $5.4B in regulatory assets
- First Sentier InvestorsChief Compliance OfficerPrivate fund adviser · Barangaroo NSW, Australia · $3.6B in regulatory assets
AtlasMembers
Emma’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 6 firmsLocked
- Control-person status
- 6 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (20)
- Lisa J. WarburtonGroup General Counsel, First Sentier Investors
- Lauren PrendivilleDirector, First Sentier Investors
- Amanda R. GazalChief Operating Officer, First Sentier Investors
- Hendrie KosterDirector, First Sentier Investors
- Ashley T. ConnChief Financial and Strategy Officer, First Sentier Investors
15 more people named with Emma on the same filings, with titles and firms. Free in Atlas with a free account.
See all 20 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Emma’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.