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Senior Vice President, Nasdaq · Nasdaq Dorsey Wright

Emily E. Spurling

CRD 7795295 · Named on Form ADV at one SEC-registered adviser

At a glance

Nasdaq Dorsey Wright, an SEC-registered asset manager based in Richmond, VA with $1.0 billion in regulatory assets, lists Emily E. Spurling on its Form ADV as Senior Vice President, Nasdaq, a control person.

Firms and roles

  • Nasdaq Dorsey WrightSenior Vice President, NasdaqAsset manager · Richmond, VA · $1.0B in regulatory assets

AtlasMembers

Emily’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
Locked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
Locked
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Lisa P. JohnsonChief Compliance Officer, Nasdaq Dorsey Wright
  • John G. LewisSenior Vice President, Dorsey Wright & Associates, LLC, Nasdaq Dorsey Wright

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Emily’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.