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Director of Operations · RIA Group, LLC

Emily M. Bannister

CRD 8318962 · Named on Form ADV at one SEC-registered adviser

At a glance

RIA Group, LLC, an SEC-registered asset manager based in DES Moines, IA with $0 in regulatory assets, lists Emily M. Bannister on its Form ADV as Director of Operations.

Firms and roles

  • RIA Group, LLCDirector of OperationsAsset manager · DES Moines, IA · $0M in regulatory assets

AtlasMembers

Emily’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Emily’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.