Chief Compliance Officer · Excalibur Management Corp
Ellen M. Bruno
CRD 2183780 · Named on Form ADV at one SEC-registered adviser
At a glance
Excalibur Management Corp, an SEC-registered wealth manager based in Waltham, MA with $712 million in regulatory assets, lists Ellen M. Bruno on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Excalibur Management CorpChief Compliance OfficerWealth manager · Waltham, MA · $712M in regulatory assets
AtlasMembers
Ellen’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Michael W. DelduchettoPresident and Managing Director, Excalibur Management Corp
- Marc H. OhlerManaging Director and Principal, Excalibur Management Corp
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Ellen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.