Chief Compliance Officer & Director of Firm Operations · Platte River Equity
Elizabeth H. Maldin
CRD 7890286 · Named on Form ADV at one SEC-registered adviser
At a glance
Platte River Equity, an SEC-registered private fund adviser based in Denver, CO with $1.5 billion in regulatory assets, lists Elizabeth H. Maldin on its Form ADV as Chief Compliance Officer & Director of Firm Operations, a control person.
Firms and roles
- Platte River EquityChief Compliance Officer & Director of Firm OperationsPrivate fund adviser · Denver, CO · $1.5B in regulatory assets
AtlasMembers
Elizabeth’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings
- Gregory A. SisselPresident and Managing Director; Limited Partner, Platte River Equity
- Peter W. CalamariManaging Director; Limited Partner, Platte River Equity
- Kristian M. WhalenManaging Director; Limited Partner, Platte River Equity
- Mark A. BrownManaging Director; Limited Partner, Platte River Equity
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Elizabeth’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.