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Principal, Chief Compliance Officer, Chief Operations Officer, Member · Heritage Financial LLC

Elizabeth L. Clark

CRD 4993390 · Named on Form ADV at one SEC-registered adviser

At a glance

Heritage Financial LLC, an SEC-registered wealth manager based in Gainesville, VA with $408 million in regulatory assets, lists Elizabeth L. Clark on its Form ADV as Principal, Chief Compliance Officer, Chief Operations Officer, Member, a control person.

Firms and roles

  • Heritage Financial LLCPrincipal, Chief Compliance Officer, Chief Operations Officer, MemberWealth manager · Gainesville, VA · $408M in regulatory assets

AtlasMembers

Elizabeth’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Elizabeth’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.