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Chief Compliance Officer, AML Compliance Officer, General Securities Principal · Rogan & Associates

Edwin R. Foss

CRD 1334662 · Named on Form ADV at one SEC-registered adviser

At a glance

Rogan & Associates, an SEC-registered wealth manager based in Safety Harbor, FL with $710 million in regulatory assets, lists Edwin R. Foss on its Form ADV as Chief Compliance Officer, AML Compliance Officer, General Securities Principal, a control person.

Firms and roles

  • Rogan & AssociatesChief Compliance Officer, AML Compliance Officer, General Securities PrincipalWealth manager · Safety Harbor, FL · $710M in regulatory assets

AtlasMembers

Edwin’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Edwin’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.