SVP, Head of Trading, Msrb Principal, Srop/crop · Wellington Shields & Co., LLC
Edward Kenneth March
CRD 2100535 · Named on Form ADV at one SEC-registered adviser
At a glance
Wellington Shields & Co., LLC, an SEC-registered broker-dealer firm based in New York, NY with $546 million in regulatory assets, lists Edward Kenneth March on its Form ADV as SVP, Head of Trading, Msrb Principal, Srop/crop, a control person.
Firms and roles
- Wellington Shields & Co., LLCSVP, Head of Trading, Msrb Principal, Srop/cropBroker-dealer firm · New York, NY · $546M in regulatory assets
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Edward’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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Colleagues named on the same filings (9)
- Joseph Nicholas CembrolaMember Operations, Wellington Shields & Co., LLC
- Philip Michael CurcuruCfo/coo, Wellington Shields & Co., LLC
- Thomas Waters GrantManaging Member, Wellington Shields & Co., LLC
- Paul Immo Jr GuldenManaging Member, Wellington Shields & Co., LLC
- Laurence Arthur ShadekManaging Member/secy, Wellington Shields & Co., LLC
4 more people named with Edward on the same filings, with titles and firms. Free in Atlas with a free account.
See all 9 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Edward’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.