Executive Vice President - Private Client Services · Oppenheimer & Co. Inc.
Edward Patrick Harrington
CRD 2566682 · Named on Form ADV at one SEC-registered adviser
At a glance
Oppenheimer & Co. Inc., an SEC-registered broker-dealer firm based in New York, NY with $36.7 billion in regulatory assets, lists Edward Patrick Harrington on its Form ADV as Executive Vice President - Private Client Services, a control person.
Firms and roles
- Oppenheimer & Co. Inc.Executive Vice President - Private Client ServicesBroker-dealer firm · New York, NY · $37B in regulatory assets
AtlasMembers
Edward’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2005 (21 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 3 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Edward’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (8)
- Albert Grinsfelder LowenthalExecutive Chairman-Director-Owns 100% of Phase II Fin'l, Oppenheimer & Co. Inc.
- Dennis Patrick McNamaraE.v.p./clo/secretary, Oppenheimer & Co. Inc.
- Robert Steven LowenthalCeo-President-Director, Oppenheimer & Co. Inc.
- Peter John GiordanoManaging Director-Chief Administrative Officer, Oppenheimer & Co. Inc.
- Leon E Molokie JrExecutive Vice President - Chief Operations Officer, Oppenheimer & Co. Inc.
3 more people named with Edward on the same filings, with titles and firms. Free in Atlas with a free account.
See all 8 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Edward’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.