Manager · Cetera Investment Advisers LLC
Edward D OBrien
CRD 2239064 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Cetera Investment Advisers LLC, an SEC-registered wealth manager based in Schaumburg, IL with $256.8 billion in regulatory assets, lists Edward D OBrien on its Form ADV as Manager. The SEC filings also name Edward at 1 other registered adviser.
Firms and roles
- Cetera Investment Advisers LLCManagerWealth manager · Schaumburg, IL · $257B in regulatory assets
- Cetera Advisory Services LLCManagerAsset manager · EL Segundo, CA · $0M in regulatory assets
AtlasMembers
Edward’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (20)
- Stanley R. SmileyVice President, Cetera Investment Advisers LLC
- Kristy M. HaleyChief Compliance Officer, Advisory, Cetera Investment Advisers LLC
- Leann R. RummelVice President, Cetera Investment Advisers LLC
- Joseph D. NearyVP, Manager, CEO and President, Cetera Investment Advisers LLC
- Maura R. MizuguchiChief Accounting Officer, Cetera Investment Advisers LLC
15 more people named with Edward on the same filings, with titles and firms. Free in Atlas with a free account.
See all 20 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Edward’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.