Managing Member/chief Compliance Officer · Guardian Wealth Management
Earl T. Berg
CRD 2088127 · Named on Form ADV at one SEC-registered adviser
At a glance
Guardian Wealth Management, an SEC-registered wealth manager based in Salt Lake City, UT with $175 million in regulatory assets, lists Earl T. Berg on its Form ADV as Managing Member/chief Compliance Officer, a control person.
Firms and roles
- Guardian Wealth ManagementManaging Member/chief Compliance OfficerWealth manager · Salt Lake City, UT · $175M in regulatory assets
AtlasMembers
Earl’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Brian E. BartonManaging Member, Guardian Wealth Management
- Colby T. BergMember, Guardian Wealth Management
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Earl’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.