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Chief Compliance Officer and Chief Operating Officer · Caption Management, LLC

Dylan M. Ballinger

CRD 7087086 · Named on Form ADV at one SEC-registered adviser

At a glance

Caption Management, LLC, an SEC-registered private fund adviser based in Oklahoma City, OK with $3.4 billion in regulatory assets, lists Dylan M. Ballinger on its Form ADV as Chief Compliance Officer and Chief Operating Officer, a control person.

Firms and roles

  • Caption Management, LLCChief Compliance Officer and Chief Operating OfficerPrivate fund adviser · Oklahoma City, OK · $3.4B in regulatory assets

AtlasMembers

Dylan’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • William L. CooperManaging Member and Chief Executive Officer, Caption Management, LLC
  • Jason S. StrasserManaging Member, Chief Investment Officer and Chief Risk Officer, Caption Management, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Dylan’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.