Adviser and broker representative · LPL Financial LLC
Dwayne T. Mukai
CRD 1251201 · Hilo, HI
At a glance
Dwayne T. Mukai is an investment adviser representative with LPL Financial LLC in Hilo, HI, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Dwayne’s SEC record dates to 1999, about 26 years ago. Dwayne is also registered as a broker representative.
Current advisory firm
- LPL Financial LLCSince June 2006Hilo, HI · $819B in regulatory assets
SEC adviser record
- Registered since
- 1999 (26 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Dwayne’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.