Chief Compliance Officer · Financial Strategies Group, Inc
Douglas Thalhammer
CRD 8058683 · Named on Form ADV at one SEC-registered adviser
At a glance
Financial Strategies Group, Inc, an SEC-registered wealth manager based in Okemos, MI with $677 million in regulatory assets, lists Douglas Thalhammer on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Financial Strategies Group, IncChief Compliance OfficerWealth manager · Okemos, MI · $677M in regulatory assets
AtlasMembers
Douglas’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Brandon E. CarterPrincipal, Financial Strategies Group, Inc
- Brice P. CarterVice President & Chief Investment Officer, Financial Strategies Group, Inc
- Brittany A. CulverCEO & Financial Advisor, Financial Strategies Group, Inc
- Justin T. MeyerPrincipal, Financial Strategies Group, Inc
- Kyle R. CooperPrincipal, Financial Strategies Group, Inc
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Douglas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.