President · Adams Diversified Equity Fund, Inc.
Douglas C. Swindell
CRD 1411901 · Named on Form ADV at one SEC-registered adviser
At a glance
Adams Diversified Equity Fund, Inc., an SEC-registered asset manager based in Baltimore, MD with $3.0 billion in regulatory assets, lists Douglas C. Swindell on its Form ADV as President, a control person.
Firms and roles
- Adams Diversified Equity Fund, Inc.PresidentAsset manager · Baltimore, MD · $3.0B in regulatory assets
AtlasMembers
Douglas’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (9)
- Brian S. HookCFO, Adams Diversified Equity Fund, Inc.
- Kenneth J. DaleDirector; Non-Executive Chair, Adams Diversified Equity Fund, Inc.
- Frederic A. EscherichDirector, Adams Diversified Equity Fund, Inc.
- James P. HaynieChief Executive Officer; Director, Adams Diversified Equity Fund, Inc.
- Lauriann C. KloppenburgDirector, Adams Diversified Equity Fund, Inc.
4 more people named with Douglas on the same filings, with titles and firms. Free in Atlas with a free account.
See all 9 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Douglas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.