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President and Chief Compliance Officer · Pathworks Financial, Inc.

Douglas S. Smith

CRD 1588505 · Named on Form ADV at one SEC-registered adviser

At a glance

Pathworks Financial, Inc., an SEC-registered wealth manager based in Novi, MI with $279 million in regulatory assets, lists Douglas S. Smith on its Form ADV as President and Chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Douglas’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Douglas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.