Managing Partner · Uplift
Douglas J. Rosenstein
CRD 5556128 · Named on Form ADV at one SEC-registered adviser
At a glance
Uplift, an SEC-registered private fund adviser based in Darien, CT with $1.1 billion in regulatory assets, lists Douglas J. Rosenstein on its Form ADV as Managing Partner, a control person.
Firms and roles
- UpliftManaging PartnerPrivate fund adviser · Darien, CT · $1.1B in regulatory assets
AtlasMembers
Douglas’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- William N. HausbergManaging Partner, Uplift
- Bradley S. SkafManaging Partner, Uplift
- Lauren M. JohnsonChief Compliance Officer & Chief Financial Officer, Uplift
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Douglas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.