Member · Professional Financial Advisors, LLC
Douglas D. Peterson
CRD 1303079 · Named on Form ADV at one SEC-registered adviser
At a glance
Professional Financial Advisors, LLC, an SEC-registered wealth manager based in North Platte, NE with $770 million in regulatory assets, lists Douglas D. Peterson on its Form ADV as Member, a control person.
Firms and roles
- Professional Financial Advisors, LLCMemberWealth manager · North Platte, NE · $770M in regulatory assets
AtlasMembers
Douglas’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Marc W. WerkmeisterMember/chief Compliance Officer, Professional Financial Advisors, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Douglas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.