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Chief Compliance Officer · HCM Wealth Advisors

Douglas P. Johnson

CRD 4730228 · Named on Form ADV at one SEC-registered adviser

At a glance

HCM Wealth Advisors, an SEC-registered wealth manager based in Cincinnati, OH with $1.2 billion in regulatory assets, lists Douglas P. Johnson on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

  • HCM Wealth AdvisorsChief Compliance OfficerWealth manager · Cincinnati, OH · $1.2B in regulatory assets

AtlasMembers

Douglas’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (8)

3 more people named with Douglas on the same filings, with titles and firms. Free in Atlas with a free account.

See all 8 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Douglas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.