Vice President · Romano Wealth Management
Douglas Norman Geisser
CRD 1137506 · Named on Form ADV at one SEC-registered adviser
At a glance
Romano Wealth Management, an SEC-registered broker-dealer firm based in Evanston, IL with $1.5 billion in regulatory assets, lists Douglas Norman Geisser on its Form ADV as Vice President.
Firms and roles
- Romano Wealth ManagementVice PresidentBroker-dealer firm · Evanston, IL · $1.5B in regulatory assets
AtlasMembers
Douglas’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 1998 (28 years)
- Designations
- None on file
- Exams
- Series 63, Series 66
- Registered in
- 12 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Douglas’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Richard Constantino RomanoChairman, Romano Wealth Management
- Joseph Richardviktory RomanoPresident, Romano Wealth Management
- Eric Arthur BedermanCfo/cco, Romano Wealth Management
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Douglas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.