Chief Compliance Officer; General Counsel · Howard Capital Management, LLC
Dory S. Black
CRD 6433630 · Named on Form ADV at one SEC-registered adviser
At a glance
Howard Capital Management, LLC, an SEC-registered wealth manager based in Alpharetta, GA with $8.0 billion in regulatory assets, lists Dory S. Black on its Form ADV as Chief Compliance Officer; General Counsel, a control person.
Firms and roles
- Howard Capital Management, LLCChief Compliance Officer; General CounselWealth manager · Alpharetta, GA · $8.0B in regulatory assets
AtlasMembers
Dory’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Ronald V. HowardCEO, Howard Capital Management, LLC
- Karen G. HowardChief Operating Officer, Howard Capital Management, LLC
- Christopher I. FergusonPresident, Howard Capital Management, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Dory’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.