COO · EFS Advisors
Dorothy S. Fuller
CRD 4496954 · Named on Form ADV at 2 SEC-registered advisers
At a glance
EFS Advisors, an SEC-registered wealth manager based in Cambridge, MN with $2.4 billion in regulatory assets, lists Dorothy S. Fuller on its Form ADV as COO, a control person. The SEC filings also name Dorothy at 1 other registered adviser.
Firms and roles
- EFS AdvisorsCOOWealth manager · Cambridge, MN · $2.4B in regulatory assets
- Advanced Advisor Group, LLCExecutive REP. FinopBroker-dealer firm · Cambridge, MN · $11M in regulatory assets
AtlasMembers
Dorothy’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Kent D. SchuttePresident, EFS Advisors
- Lynn M SchutteVice President, EFS Advisors
- Ellie J. KillianCCO, EFS Advisors
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Dorothy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.